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img_publication Observatorio

Financial Regulation: Weekly Update. 10 November 2017

Por , ,

Highlights: IOSCO published reports on MMF and securitisation regulation, and on the implementation of FSB recommendation on securities markets. EBA published an opinion on regulatory perimeter under CRD IV/CRR and consulted on methods for prudential consolidation. Finally, the CNMV approved a Circular regarding foreign Collective Investment Schemes.


GLOBAL

 

  • IOSCO publishes updates to peer reviews of regulation of MMF and securitisation

The MMF report finds that liquidity management implementation is less advanced than other issues. In the securitisation report, progress is mixed across jurisdictions.

  • IOSCO reports on implementation of G20/FSB recommendations on securities markets

Reveals 11 changes in implementation in 10 jurisdictions. Implementation is most advanced in relation to hedge funds, structured products, securitisation and CRAs oversight.

  • ISDA issues response to the proposals made by the EC in the EMIR review

Welcomes proposals designed to equip EU regulators with tools to supervise derivatives. Tackling unnecessary burdens in rules would encourage trading, investment and hedging.

 

EUROPE

 

  • EBA publishes opinion on regulatory perimeter regarding CRD IV/CRR

Based on the assessment of the prudential treatment across the EU, it provides clarification on the terms ‘financial institution’ and ‘ancillary services undertaking’.

  • EBA consults on methods of prudential consolidation

The RTS specifies different approaches for prudential consolidation that can be applied under certain conditions. Deadline: 9 Feb 2018.

  • EIOPA consults on a second set of Advice on Solvency II

Consults on overarching aspects of the Solvency Capital Requirement standard formula and soliciting stakeholder feedback on key sub-modules. Deadline: 5 Jan 2018.

  • ESMA update Q&As regarding implementation of the Benchmark Regulation (BMR)

Includes two new answers on: i) Scope of the BMR and how it applies outside the EU, and ii) transitional provisions applicable to third country benchmarks.

  • OJEU publishes regulations regarding accounting standards

It publishes regulation regarding, IFRS 16, IFRS 15, IFRS 4, IFRS 12, and IFRS 7. These will be directly applicable in each Member State.

 

SPAIN

 

  • CNMV approves circular on information on foreign CISs

It aims to increase and improve the data that foreign Collective Investment Schemes (CISs) sent to the supervisor. It increases the number of entities required to report.

 

UNITED KINGDOM

 

  • PRA provides feedback to the responses on Regulated fees and levies

Sets out final rules to correct fee rates for the PRA’s annual funding requirement. Includes final fee rates other than minimum and transaction cost fees for the year 2017/2018.

 

Recent publications of interest (in English and Spanish):

 

 

 

Previous editions of our Weekly Regulatory Update in Spanish and English

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