Published on Friday, January 31, 2020

Financial Regulation: Weekly Update. 31 January 2020

In this publication you will find, on a weekly basis, our selection of the most relevant news regarding financial regulation.

Key points

  • Key points:
  • ESMA issues statement regarding Brexit, and consults on the treatment of third country firms under MiFIR and MiFID II
  • ECB issues the 2019 SREP requirements and a recommendation on dividend distribution policies
  • CMNV issues new procedure for communicating issuers’ information
  • IOSCO publishes its 2020 annual work program
  • US Agencies consult on proposal to revise Volcker Rule covered fund provisions



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